When compliance,
ambition & strategy align,

you move without hesitation.

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When compliance,
ambition & strategy align,
you move without hesitation.
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When compliance,
ambition & strategy align,
you move without hesitation.

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WHAT WE OFFER

Specialized compliance, strategic oversight, and operational rigor led by experts who know the rules and how to move through them. Clear systems, senior oversight, and risk-aligned compliance for real operating environments.

Specialized compliance, strategic oversight, and operational rigor led by experts who know the rules and how to move through them. Clear systems, senior oversight, and risk-aligned compliance for real operating environments.

Specialized compliance, strategic oversight, and operational rigor led by experts who know the rules and how to move through them. Clear systems, senior oversight, and risk-aligned compliance for real operating environments.

Strategy

We design clear, actionable strategies that align with your business model, regulatory obligations, and long-term goals. Whether you're launching, scaling, or restructuring, our approach focuses on risk-aware decision making, market positioning, and operational clarity. Taft is built to perform in real-world conditions.


Market Research
Risk-Aligned Growth Strategy
Regulatory Positioning
Strategic Planning & Advisory

We design clear, actionable strategies that align with your business model, regulatory obligations, and long-term goals. Whether you're launching, scaling, or restructuring, our approach focuses on risk-aware decision making, market positioning, and operational clarity. Taft is built to perform in real-world conditions.


Market Research
Risk-Aligned Growth Strategy
Regulatory Positioning
Strategic Planning & Advisory

Governance & Oversight

Governance & Oversight

We help firms build structured oversight frameworks that meet internal needs and external expectations. From interim CCO placements to board-level advisory, we ensure your leadership and compliance posture are aligned, scalable, and regulator-ready.

Board & Executive Advisory
Internal Governance Design
Interim & Fractional CCO Services
Oversight Frameworks & Reporting

We help firms build structured oversight frameworks that meet internal needs and external expectations. From interim CCO placements to board-level advisory, we ensure your leadership and compliance posture are aligned, scalable, and regulator-ready.

Board & Executive Advisory
Internal Governance Design
Interim & Fractional CCO Services
Oversight Frameworks & Reporting

RegTech & Infrastructure Solutions

RegTech & Infrastructure Solutions

We help companies implement the right technologies to manage risk efficiently and at scale. From evaluating vendors to deploying full-stack compliance solutions, we ensure your tools match your risk and your ambition.

RegTech Stack Assessment
Transaction Monitoring Systems
Workflow Automation & Case Management
Vendor Selection & Integration

We help companies implement the right technologies to manage risk efficiently and at scale. From evaluating vendors to deploying full-stack compliance solutions, we ensure your tools match your risk and your ambition.

RegTech Stack Assessment
Transaction Monitoring Systems
Workflow Automation & Case Management
Vendor Selection & Integration

Program Architecture

Program Architecture

We architect end-to-end compliance systems built for durability, not decoration. Each program is tailored to your risk profile, business model, and jurisdiction: transforming regulatory obligations into structured, defensible operations.

AML & Financial Crime Programs
Policy & Procedure Development
KYC, Risk Scoring & Monitoring
Sanctions Screening & Control Design

We architect end-to-end compliance systems built for durability, not decoration. Each program is tailored to your risk profile, business model, and jurisdiction: transforming regulatory obligations into structured, defensible operations.

AML & Financial Crime Programs
Policy & Procedure Development
KYC, Risk Scoring & Monitoring
Sanctions Screening & Control Design

OPERATE WITH CLARITY

We help businesses operate with clarity in complex regulatory environments. And we do it through deep expertise, disciplined execution, and systems that scale.

We help businesses operate with clarity in complex regulatory environments. And we do it through deep expertise, disciplined execution, and systems that scale.

We help businesses operate with clarity in complex regulatory environments. And we do it through deep expertise, disciplined execution, and systems that scale.

WHY CHOOSE US?

01.

Regulatory depth. Business fluency.

Regulatory depth. Business fluency.

We bring a dual lens to every engagement: deep regulatory expertise and sharp business understanding. That means our solutions aren’t just compliant; they’re commercially viable, strategically aligned, and tailored to how your firm actually operates.

02.

Senior-led from day one.

Senior-led from day one.

At Taft, there’s no handoff to junior teams. Every engagement is led by senior professionals with direct experience in regulatory exams, audits, and high-stakes decision making. We move fast, deliver cleanly, and keep execution as sharp as strategy.

03.

Built around your risk, not ours.

Built around your risk, not ours.

We don’t deliver off-the-shelf frameworks. Every solution is engineered from your specific risk profile, business model, and jurisdiction: so what you get is structurally sound, regulator-ready, and practical to run.

© TAFT COMPLIANCE 2025

© TAFT COMPLIANCE 2025

© TAFT COMPLIANCE 2025

Confidence in every decision.
Confidence through compliance.
Confidence in every decision.
Confidence through compliance.
Confidence in every decision.
Confidence through compliance.
Located in New York, NY
Inquiries@taftcompliance.com
Located in New York, NY
Inquiries@taftcompliance.com
Located in New York, NY
Inquiries@taftcompliance.com