English [EN]

ADDITIONAL INFORMATION

Regulatory Disclosures

Regulatory Disclosures

Regulatory Disclosures

REGULATORY DISCLOSURES

TAFT provides compliance systems, oversight, and execution services for regulated entities. The following disclosures outline operational and regulatory considerations.

GENERAL DISCLAIMER

Information on this site is for informational purposes only and does not constitute legal, financial, or investment advice. TAFT designs and implements compliance frameworks based on established regulatory guidance. Users are responsible for independent verification and consultation with qualified professionals.

FIRM REGISTRATION AND AFFILIATIONS

TAFT operates as a compliance consulting entity. It is not registered as an investment adviser, broker-dealer, or similar under U.S. securities laws or equivalent international regulations. Services are provided in accordance with applicable jurisdictional requirements.

RISK CONSIDERATIONS

Compliance systems address identified risks proportionally. Regulatory environments evolve, and no system ensures complete mitigation of enforcement actions, audits, or operational disruptions.

DATA AND PRIVACY

User information is handled in alignment with our Privacy Policy. Disclosures related to data collection, usage, and security are maintained for audit purposes.

CONFLICT OF INTEREST

TAFT maintains protocols to identify and manage potential conflicts, including through structured governance and disclosure processes.

COMPLIANTS AND INQUIRIES

For concerns regarding services, contact TAFT at inquires@taftcompliance.com. Resolutions follow defined procedural discipline.

Review our Terms & Conditions and Privacy Policy for additional details. Content as of July 13, 2025. Updates will be posted as required.

Firm

Firm

-

What We Do

Why Taft

Insights

Careers

Resources

Resources

-

Briefings Archive

Regulatory Disclosures

Privacy Policy

Terms & Conditions

Security & Fraud Awareness

Connect

Connect

-

Request Info

WHAT WE DO

Taft does not provide legal advice. Content is for informational purposes only and subject to regulatory guidance.

Compliance, clarity & risk systems tailored to real-world financial pressure. © 2025 Taft Compliance Group. All rights reserved.


Taft does not provide legal advice. Content is for informational purposes only and subject to regulatory guidance. Compliance, clarity & risk systems tailored to real-world financial pressure.

© 2025 Taft Compliance Group.

All rights reserved.