English [EN]
ADDITIONAL INFORMATION
RESOURCES
TAFT provides a collection of resources to support compliance systems, oversight, and execution for financial institutions, fintechs, and funds. Access guides, briefings, and legal information aligned with regulatory standards across global jurisdictions.
COMPLIANCE GUIDES
Timeless resources on key compliance topics, designed for practical application in real-world financial environments.
Guide to AML Compliance for Fintechs and Funds: Implement AML frameworks, risk assessments, sanctions screening under BSA/FinCEN/FATF. Best practices for transaction monitoring and program design.
What is a Fractional CCO? Benefits and Implementation: Senior leadership for lean teams, including audit prep and governance. How to calibrate for regulatory exposure.
Crypto Compliance Guide for Digital Assets: Frameworks for VASPs, token classification, Travel Rule, blockchain analytics in evolving regulations.
Audit Readiness Best Practices for Financial Firms: Preparation for exams, mock reviews, documentation, remediation strategies for seamless alignment.
BRIEFINGS ARCHIVE
Monthly summaries of regulatory developments. Subscribe for updates on compliance shifts.
View the Briefings Archive for past editions on topics like SEC cybersecurity rules and AML priorities.
Join Our Monthly Briefing – A single summary delivered once a month.
LEGAL AND REGULATORY DISCLOSURES
Essential documents for transparency in compliance consulting.
Regulatory Disclosures: Firm registration, risk considerations, conflicts of interest.
Privacy Policy: Data collection, use, security measures, user rights.
Terms and Conditions: Site use, disclaimers, intellectual property.
Security and Fraud Awareness: Practices to mitigate phishing, impersonation in regulatory contexts.
Resource
Description
Key Topics
Operational Considerations
Registration, risks, conflicts
Data handling practices
Collection, sharing, rights
Website governance
Use, liability, governing law
Risk Awareness
Phishing, reporting incidents
TOOLS AND CALCULATORS
Coming soon: Compliance tools like risk assessment calculators or checklist generators. In the meantime, explore our Custom Training Programs for role-specific resources.
FAQS ON COMPLIANCE RESOURCES
What is AML compliance?
Systems to prevent money laundering, including KYC and monitoring, essential for fintechs under FinCEN.
How does fractional CCO work?
Part-time senior expertise for oversight, ideal for startups navigating SEC requirements.
What are crypto compliance standards?
FATF Travel Rule, token classification for VASPs and DeFi platforms.
How to prepare for audits?
Through assessments, mock exams, and remediation as outlined in our guide.
