Compliance, clarity &
risk systems tailored to
real-world financial pressure
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Compliance, clarity &
risk systems tailored to
real-world financial pressure
<scroll>
Compliance, clarity &
risk systems tailored to
real-world financial pressure
<scroll>
Ongoing advisory.
Real-time program support. Built for change.
Stay ahead of licensing, FATF, and compliance with VASP strategy.
Launch-ready programs
for RIAs, broker-dealers
fintechs, and VASPs.
Fractional CCOs
Embedded oversight.
Audit-ready systems.
Compliance, clarity & risk systems tailored to real- world financial pressure
Ongoing advisory.
Real-time program support. Built for change.
Stay ahead of licensing, FATF, and compliance with VASP strategy.
Launch-ready programs
for RIAs, broker-dealers
fintechs, and VASPs.
Fractional CCOs
Embedded oversight.
Audit-ready systems.
Compliance, clarity & risk systems tailored to real- world financial pressure
Ongoing advisory.
Real-time program support. Built for change.
Stay ahead of licensing, FATF, and compliance with VASP strategy.
Launch-ready programs
for RIAs, broker-dealers
fintechs, and VASPs.
Fractional CCOs
Embedded oversight.
Audit-ready systems.
Compliance, clarity & risk systems tailored to real- world financial pressure
Ongoing advisory.
Real-time program support. Built for change.
Stay ahead of licensing, FATF, and compliance with VASP strategy.
Launch-ready programs
for RIAs, broker-dealers
fintechs, and VASPs.
Fractional CCOs
Embedded oversight.
Audit-ready systems.
Compliance, clarity & risk systems tailored to real- world financial pressure
Ongoing advisory.
Real-time program
support. Built for change.Stay ahead of licensing,
FATF, and compliance with
VASP strategy.Launch-ready program
for RIAs, broker-dealers
fintechs, and VASPs.Fractional CCOs
Embedded oversight.
Audit-ready systems.Compliance, clarity & risk
systems tailored to real-
world financial pressureOngoing advisory.
Real-time program
support. Built for change.Stay ahead of licensing,
FATF, and compliance with
VASP strategy.Launch-ready program
for RIAs, broker-dealers
fintechs, and VASPs.Fractional CCOs
Embedded oversight.
Audit-ready systems.Compliance, clarity & risk
systems tailored to real-
world financial pressureOngoing advisory.
Real-time program
support. Built for change.Stay ahead of licensing,
FATF, and compliance with
VASP strategy.Launch-ready program
for RIAs, broker-dealers
fintechs, and VASPs.Fractional CCOs
Embedded oversight.
Audit-ready systems.Compliance, clarity & risk
systems tailored to real-
world financial pressureOngoing advisory.
Real-time program
support. Built for change.Stay ahead of licensing,
FATF, and compliance with
VASP strategy.Launch-ready program
for RIAs, broker-dealers
fintechs, and VASPs.Fractional CCOs
Embedded oversight.
Audit-ready systems.Compliance, clarity & risk
systems tailored to real-
world financial pressure
Ongoing advisory.
Real-time program
support. Built for change.Stay ahead of licensing,
FATF, and compliance with
VASP strategy.Launch-ready program
for RIAs, broker-dealers
fintechs, and VASPs.Fractional CCOs
Embedded oversight.
Audit-ready systems.Compliance, clarity & risk
systems tailored to real-
world financial pressureOngoing advisory.
Real-time program
support. Built for change.Stay ahead of licensing,
FATF, and compliance with
VASP strategy.Launch-ready program
for RIAs, broker-dealers
fintechs, and VASPs.Fractional CCOs
Embedded oversight.
Audit-ready systems.Compliance, clarity & risk
systems tailored to real-
world financial pressureOngoing advisory.
Real-time program
support. Built for change.Stay ahead of licensing,
FATF, and compliance with
VASP strategy.Launch-ready program
for RIAs, broker-dealers
fintechs, and VASPs.Fractional CCOs
Embedded oversight.
Audit-ready systems.Compliance, clarity & risk
systems tailored to real-
world financial pressureOngoing advisory.
Real-time program
support. Built for change.Stay ahead of licensing,
FATF, and compliance with
VASP strategy.Launch-ready program
for RIAs, broker-dealers
fintechs, and VASPs.Fractional CCOs
Embedded oversight.
Audit-ready systems.Compliance, clarity & risk
systems tailored to real-
world financial pressure
WHAT WE DO
Practical compliance. Strategic oversight. Industry-proof execution. We’re a focused firm with high-impact output, built by senior experts who know how to keep you ahead of regulators, risk, and rapid growth.
Practical compliance. Strategic oversight. Industry-proof execution. We’re a focused firm with high-impact output, built by senior experts who know how to keep you ahead of regulators, risk, and rapid growth.
Practical compliance. Strategic oversight. Industry-proof execution. We’re a focused firm with high-impact output, built by senior experts who know how to keep you ahead of regulators, risk, and rapid growth.
WHY TAFT
Our industry-pioneering team delivers strategic clarity, regulatory confidence, and operational peace of mind.
Our industry-pioneering team delivers strategic clarity, regulatory confidence, and operational peace of mind.
Our industry-pioneering team delivers strategic clarity, regulatory confidence, and operational peace of mind.
01.
Program Architecture
Designing foundational
compliance frameworks tailored
to your business model,
jurisdiction, and risk appetite.
This is where every strong
program starts.
Designing foundational compliance frameworks tailored to your business model, jurisdiction, and risk appetite.
This is where every strong program starts.
02.
02.
Oversight & Advisory
Embedding experienced
compliance leadership into your
operation, helping you stay
audit-ready and aligned with
evolving regulatory
expectations.
Embedding experienced compliance leadership into your operation, helping you stay audit-ready and aligned with evolving regulatory expectations.
03.
AML & Financial Crime
Building and optimizing
anti-money laundering programs
that detect, report, and adapt —
from transaction monitoring
to SARs and sanctions.
Building and optimizing anti-money laundering programs that detect, report, and adapt — from transaction monitoring
to SARs and sanctions.
04.
Digital Asset Compliance
Navigating token frameworks,
blockchain transparency, and
VASP obligations with clear
guidance and globally informed
expertise.
Navigating token frameworks, blockchain transparency, and VASP obligations with clear guidance and globally informed expertise.
Confidence in every decision.
Confidence through compliance.
Confidence in every decision.
Confidence through compliance.
Confidence in every decision.
Confidence through compliance.
Located in New York, NY
Inquiries@taftcompliance.com
© Taft Compliance 2025
© Taft Compliance 2025
© Taft Compliance 2025